Creative Iiroc Business Continuity Plan Development Guidelines Pictures - 17 bfl canada inc. (Firstenergy s insurance broker) 2300, nd avenue sw calgary ab t2p 2w2 interest: cathy wilson phone: (403) (direct) or (403) (most important switchboard) fax: (403) cellular: (403) iron mountain canada agency (garage of physical returned-up records) street se calgary ab t2c 1g3 cellphone: (403) or fax: updated november 2012. 2 constructing. External sbds save you the operation of the securities markets or some of corporations, such as a terrorist assault, a metropolis flood, or a extensive-scale, regional disruption. Our reaction to an outside sbd relies more heavily on different organizations and structures, in particular the competencies of our clearing firm. B) approval and execution authority hinson ng, chief compliance officer and a registered predominant, is responsible for figuring out whether or not the bcp should be activated and for accomplishing the specified annual assessment. Hinson ng, leader compliance officer, has the authority to execute this bcp. C) bcp region and get entry to firstenergy will maintain copies of its bcp and the annual reviews, and the adjustments which have been made to it for inspection. An electronic replica of the bcp is located on our net website located at underneath the section entitled guidelines. D) group of workers consciousness of bcp firstenergy has taken steps to make sure that each one staff are privy to their duties and realize how to stay in touch and what to do within the event of a disaster. Hinson ng, chief compliance officer, is answerable for the body of workers consciousness plan. If decided vital by means of hinson ng, for the duration of an sbd, all firstenergy personnel might be contacted by way of special people as mentioned in part x. Firstenergy s bcp has been posted on the company s intranet and net sites and is offered to all firstenergy personnel. Additionally, disclosure approximately the bcp is covered in firstenergy s new worker orientation substances. Business description firstenergy conducts enterprise in the main in fairness securities focused specially in the strength zone. Our company is an introducing firm and does not carry out any form of clearing characteristic for itself or others. Particularly, firstenergy maintains an introducing/wearing dealer agreement with constancy clearing canada ulc ( fidelity ). Amongst different things, below the terms of this settlement fidelity offers the following services: clearing and agreement of fairness, constant profits and mutual fund transactions in each primary and secondary markets; reconciliation of every day trade blotters and broker statements settled thru fidelity; education and transport of client confirmations, monthly statements and tax slips; delivery and processing of reorganization notices and proxies; the direct settlement of institutional account transactions without delay with the customer s custodian; and keeping of consumer securities in nominee name, segregated as required by means of the selfregulatory government. Firstenergy capital corp., The canadian registrant, maintains money owed for each retail and institutional customers. All transactions for those bills are sent to our clearing firm, constancy, wherein they may be cleared and settled. Fidelity also continues our patron bills on their books and statistics, so that they have the potential to grant our customers access to their property and to settle transactions on behalf of our institutional customers, in which 2 up to date november 2012.